-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IuAdfb6rJjy6fFqpLJ0lvkMcZ0ntCU04xjnSuehoBqwBp2wUKQNC4Z4yfKms9c6T 9G2TyYSjg/nVeiO14hIByw== 0001129240-03-000015.txt : 20031203 0001129240-03-000015.hdr.sgml : 20031203 20031203162320 ACCESSION NUMBER: 0001129240-03-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031203 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DR DAUGHTON JAMES CENTRAL INDEX KEY: 0001129240 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11409 VALLEY VIEW ROAD CITY: EDEN PRARIE STATE: MN ZIP: 55344-3617 BUSINESS PHONE: 9528299217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NVE CORP /NEW/ CENTRAL INDEX KEY: 0000724910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 411424202 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59937 FILM NUMBER: 031035548 BUSINESS ADDRESS: STREET 1: 11409 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9528299217 MAIL ADDRESS: STREET 1: 11409 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: PREMIS CORP DATE OF NAME CHANGE: 19920703 SC 13G/A 1 jd13g12-03.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* NVE Corporation ---------------- (Name of Issuer) Common Stock, $.01 par value ------------------------------- (Title of Class of Securities) 629-445-20-6 -------------- (CUSIP Number) December 3, 2003 ---------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- - -------------------------- ------------------------ CUSIP NO. 629-445-20-6 13G PAGE 2 OF 5 PAGES - -------------------------- ------------------------ - -------------------------------------------------------------------------------- 1 Names Of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). JAMES M. DAUGHTON - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / N/A - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization UNITED STATES - -------------------------------------------------------------------------------- 5 Sole Voting Power 148,750* Number of Shares --------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by -0- Each Reporting Person --------------------------------------------------------- With: 7 Sole Dispositive Power 148,750 --------------------------------------------------------- 8 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 148,750 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 3.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *Includes shares owned jointly by Dr. Daughton and his spouse and 51,950 shares issuable upon the exercise of options that are currently or will become exercisable within 60 days. Excludes 120,000 shares held by The Daughton Charitable Remainder Trust for which Dr. Daughton disclaims beneficial ownership. Item 1. (a) Name of Issuer NVE CORPORATION (b) Address of Issuer's Principal Executive Offices 11409 VALLEY VIEW ROAD EDEN PRAIRIE, MINNESOTA 55344 Item 2. (a) Name of Person Filing JAMES M. DAUGHTON (b) Address of Principal Business Office or, if none, Residence 11409 VALLEY VIEW ROAD EDEN PRAIRIE, MINNESOTA 55344 (c) Citizenship UNITED STATES (d) Title of Class of Securities COMMON STOCK, $.01 PAR VALUE (e) CUSIP Number 629-445-20-6 Item 3. If this statement is filed pursuant to rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker or Dealer registered under Section 15 of the Act; (b) / / Bank as defined in section 3(a)(6) of the Act; (c) / / Insurance Company as defined in section 3(a)(19) of the Act; (d) / / Investment Company registered under section 8 of the Investment Company Act of 1940; (e) / / An investment adviser in accordance with Rule 13d-1(b) (1)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with Rule 13d-(1)(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 148,750. (b) Percent of Class: 3.4%. (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote 148,750. (ii) shared power to vote or to direct the vote -0-. (iii) sole power to dispose or to direct the disposition of 148,750. (iv) shared power to dispose or to direct the disposition of -0-. INSTRUCTION. For computations regarding securities which represent a right to acquire an underlying securities SEE Rule 13d-3(d)(1). Item 5. Ownership of Five Percent or Less of Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /X/. INSTRUCTION: Dissolution of a group requires a response to this item. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 3, 2003 ----------------------------- Date /s/James M. Daughton ----------------------------- Signature James M. Daughton ----------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----